Policies


Analytical Error Correction

Effective Date: 02 August 2022

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Assigning Unsolicited Credit Ratings

Effective Date: 02 August 2022

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Banning Structuring Recommendations

Effective Date: 02 August 2022

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Code of Conduct

Effective Date: 02 August 2022

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Communication of Credit Ratings

Effective Date: 02 August 2022

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Compliance Management

Effective Date: 02 August 2022

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Conflicts of Interest

Effective Date: 02 August 2022

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Credit Rating Refusal

Effective Date: 02 August 2022

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External Complaints Regarding SAR Ratings or Rating Process

Effective Date: 02 August 2022

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Policy-Fee Discussions

Effective Date: 02 August 2022

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Gifts and Entertainment

Effective Date: 02 August 2022

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Methodology Review Policy

Effective Date: 30 November 2022

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Monitoring of Credit Ratings

Effective Date: 02 August 2022

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Non-Participating Rated Entities

Effective Date: 02 August 2022

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Securities Trading

Effective Date: 02 August 2022

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Separation of Commercial from Analytical units

Effective Date: 02 August 2022

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Solicited and Unsolicited Credit Ratings

Effective Date: 02 August 2022

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Withdrawal and Suspension of Credit Ratings

Effective Date: 02 August 2022

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